FSA Reviews
The Consulting Consortium offer a comprehensive FSA Review service – including Section 166 and Section 169 Support and full S168 / S166 Service
We can save you up to 25% on your infrastructure costs. With a number of strategic partners already, we have a proven track record in assisting firms in bringing down overheads without affecting compliance functions.
Activities that are regularly requested include:
- Business Monitoring (Business as Usual/Past Business);
- FSA S166/S168 Enforcement File Reviews and Reporting;
- Financial Promotions checks (editorial, direct mail and web based promotions);
- Mystery shopping;
- Client branded Compliance/Technical Helpline;
- Client branded Newsletter;
- Complaint Handling;
- Loss Calculations;
- Management Information Suites;
- Compliance audits and investigations.
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The FSA have already put out a general warning that they will not
tolerate erosion of compliance oversight because of the economic
climate. That puts firms in a difficult position as they try to save
money across all functions.
We have 100% success rate for FSA authorisations
We are regularly appointed as skilled persons for S166
We have trained the FSA
We have 100% success rate for FSA authorisations
We are regularly appointed as skilled persons for S166
We have trained the FSA